Rules for Uniform Domain Name
Dispute Resolution Policy
(the "Rules")
Administrative proceedings for the resolution of disputes
under the Uniform Dispute Resolution Policy adopted by ICANN shall be
governed by these Rules and also the Supplemental Rules of the Provider
administering the proceedings, as posted on its web site.
1. Definitions
In these Rules:
Complainant means the
party initiating a complaint concerning a domain-name registration.
ICANN refers to the Internet
Corporation for Assigned Names and Numbers.
Mutual Jurisdiction
means a court jurisdiction at the location of either (a) the principal
office of the Registrar (provided the domain-name holder has submitted
in its Registration Agreement to that jurisdiction for court
adjudication of disputes concerning or arising from the use of the
domain name) or (b) the domain-name holder's address as shown for the
registration of the domain name in Registrar's Whois database at the
time the complaint is submitted to the Provider.
Panel means an administrative
panel appointed by a Provider to decide a complaint concerning a
domain-name registration.
Panelist means an individual
appointed by a Provider to be a member of a Panel.
Party means a Complainant or a
Respondent.
Policy means the Uniform Domain Name Dispute Resolution
Policy that is incorporated by reference and made a part of the
Registration Agreement.
Provider means a
dispute-resolution service provider approved by ICANN. A list of such
Providers appears at www.icann.org/udrp/approved-providers.htm.
Registrar means the entity
with which the Respondent has registered a domain name that is the
subject of a complaint.
Registration
Agreement means the agreement between a Registrar and a domain-name
holder.
Respondent means the
holder of a domain-name registration against which a complaint is
initiated.
Reverse
Domain Name Hijacking means using the Policy in bad faith to
attempt to deprive a registered domain-name holder of a domain name.
Supplemental Rules
means the rules adopted by the Provider administering a proceeding to
supplement these Rules. Supplemental Rules shall not be inconsistent
with the Policy or these Rules and shall cover such topics as fees,
word and page limits and guidelines, the means for communicating with
the Provider and the Panel, and the form of cover sheets.
2. Communications
(a) When forwarding a complaint to the
Respondent, it shall be the Provider's responsibility to employ
reasonably available means calculated to achieve actual notice to
Respondent. Achieving actual notice, or employing the following
measures to do so, shall discharge this responsibility:
(i) sending the complaint to all
postal-mail and facsimile addresses (A) shown in the domain name's
registration data in Registrar's Whois database for the registered
domain-name holder, the technical contact, and the administrative
contact and (B) supplied by Registrar to the Provider for the
registration's billing contact; and
(ii) sending the complaint in
electronic form (including annexes to the extent available in that
form) by e-mail to:
(A) the e-mail addresses for those
technical, administrative, and billing contacts;
(B) postmaster@<the contested
domain name>; and
(C) if the domain name (or "www."
followed by the domain name) resolves to an active web page (other than
a generic page the Provider concludes is maintained by a registrar or
ISP for parking domain-names registered by multiple domain-name
holders), any e-mail address shown or e-mail links on that web page; and
(iii) sending the complaint to any
address the Respondent has notified the Provider it prefers and, to the
extent practicable, to all other addresses provided to the Provider by
Complainant under Paragraph 3(b)(v).
(b) Except as provided in Paragraph
2(a), any written communication to Complainant or Respondent
provided for under these Rules shall be made by the preferred means
stated by the Complainant or Respondent, respectively (see Paragraphs 3(b)(iii)and 5(b)(iii),
or in the absence of such specification
(i) by telecopy or facsimile
transmission, with a confirmation of transmission; or
(ii) by postal or courier service,
postage pre-paid and return receipt requested; or
(iii) electronically via the Internet,
provided a record of its transmission is available.
(c) Any communication to the Provider or
the Panel shall be made by the means and in the manner (including
number of copies) stated in the Provider's Supplemental Rules.
(d) Communications shall be made in the
language prescribed in Paragraph 11. E-mail
communications should, if practicable, be sent in plaintext.
(e) Either Party may update its contact
details by notifying the Provider and the Registrar.
(f) Except as otherwise provided in these
Rules, or decided by a Panel, all communications provided for under
these Rules shall be deemed to have been made:
(i) if delivered by telecopy or
facsimile transmission, on the date shown on the confirmation of
transmission; or
(ii) if by postal or courier service,
on the date marked on the receipt; or
(iii) if via the Internet, on the date
that the communication was transmitted, provided that the date of
transmission is verifiable.
(g) Except as otherwise provided in these
Rules, all time periods calculated under these Rules to begin when a
communication is made shall begin to run on the earliest date that the
communication is deemed to have been made in accordance with Paragraph 2(f).
(h) Any communication by
(i) a Panel to any Party shall be copied
to the Provider and to the other Party;
(ii) the Provider to any Party shall be
copied to the other Party; and
(iii) a Party shall be copied to the
other Party, the Panel and the Provider, as the case may be.
(i) It shall be the responsibility of the
sender to retain records of the fact and circumstances of sending,
which shall be available for inspection by affected parties and for
reporting purposes.
(j) In the event a Party sending a
communication receives notification of non-delivery of the
communication, the Party shall promptly notify the Panel (or, if no
Panel is yet appointed, the Provider) of the circumstances of the
notification. Further proceedings concerning the communication and any
response shall be as directed by the Panel (or the Provider).
>3. The Complaint
(a) Any person or entity may initiate an
administrative proceeding by submitting a complaint in accordance with
the Policy and these Rules to any Provider approved by ICANN. (Due to
capacity constraints or for other reasons, a Provider's ability to
accept complaints may be suspended at times. In that event, the
Provider shall refuse the submission. The person or entity may submit
the complaint to another Provider.)
(b) The complaint shall be submitted in
hard copy and (except to the extent not available for annexes) in
electronic form and shall:
(i) Request that the complaint be
submitted for decision in accordance with the Policy and these Rules;
(ii) Provide the name, postal and
e-mail addresses, and the telephone and telefax numbers of the
Complainant and of any representative authorized to act for the
Complainant in the administrative proceeding;
(iii) Specify a preferred method for
communications directed to the Complainant in the administrative
proceeding (including person to be contacted, medium, and address
information) for each of (A) electronic-only material and (B) material
including hard copy;
(iv) Designate whether Complainant
elects to have the dispute decided by a single-member or a three-member
Panel and, in the event Complainant elects a three-member Panel,
provide the names and contact details of three candidates to serve as
one of the Panelists (these candidates may be drawn from any
ICANN-approved Provider's list of panelists);
(v) Provide the name of the Respondent
(domain-name holder) and all information (including any postal and
e-mail addresses and telephone and telefax numbers) known to
Complainant regarding how to contact Respondent or any representative
of Respondent, including contact information based on pre-complaint
dealings, in sufficient detail to allow the Provider to send the
complaint as described in Paragraph 2(a);
(vi) Specify the domain name(s) that
is/are the subject of the complaint;
(vii) Identify the Registrar(s) with
whom the domain name(s) is/are registered at the time the complaint is
filed;
(viii) Specify the trademark(s) or
service mark(s) on which the complaint is based and, for each mark,
describe the goods or services, if any, with which the mark is used
(Complainant may also separately describe other goods and services with
which it intends, at the time the complaint is submitted, to use the
mark in the future.);
(ix) Describe, in accordance with the
Policy, the grounds on which the complaint is made including, in
particular,
(1) the manner in which the domain
name(s) is/are identical or confusingly similar to a trademark or
service mark in which the Complainant has rights; and
(2) why the Respondent (domain-name
holder) should be considered as having no rights or legitimate
interests in respect of the domain name(s) that is/are the subject of
the complaint; and
(3) why the domain name(s) should be
considered as having been registered and being used in bad faith
(The description should, for
elements (2) and (3), discuss any aspects of Paragraphs 4(b) and 4(c) of the Policy that are
applicable. The description shall comply with any word or page limit
set forth in the Provider's Supplemental Rules.);
(x) Specify, in accordance with the
Policy, the remedies sought;
(xi) Identify any other legal
proceedings that have been commenced or terminated in connection with
or relating to any of the domain name(s) that are the subject of the
complaint;
(xii) State that a copy of the
complaint, together with the cover sheet as prescribed by the
Provider's Supplemental Rules, has been sent or transmitted to the
Respondent (domain-name holder), in accordance with Paragraph
2(b);
(xiii) State that Complainant will
submit, with respect to any challenges to a decision in the
administrative proceeding canceling or transferring the domain name, to
the jurisdiction of the courts in at least one specified Mutual
Jurisdiction;
(xiv) Conclude with the following
statement followed by the signature of the Complainant or its
authorized representative:
"Complainant agrees that its claims
and remedies concerning the registration of the domain name, the
dispute, or the dispute's resolution shall be solely against the
domain-name holder and waives all such claims and remedies against (a)
the dispute-resolution provider and panelists, except in the case of
deliberate wrongdoing, (b) the registrar, (c) the registry
administrator, and (d) the Internet Corporation for Assigned Names and
Numbers, as well as their directors, officers, employees, and agents."
"Complainant certifies that the
information contained in this Complaint is to the best of Complainant's
knowledge complete and accurate, that this Complaint is not being
presented for any improper purpose, such as to harass, and that the
assertions in this Complaint are warranted under these Rules and under
applicable law, as it now exists or as it may be extended by a
good-faith and reasonable argument."; and
(xv) Annex any documentary or other
evidence, including a copy of the Policy applicable to the domain
name(s) in dispute and any trademark or service mark registration upon
which the complaint relies, together with a schedule indexing such
evidence.
(c) The complaint may relate to more than
one domain name, provided that the domain names are registered by the
same domain-name holder.
4. Notification of Complaint
(a) The Provider shall review the complaint
for administrative compliance with the Policy and these Rules and, if
in compliance, shall forward the complaint (together with the
explanatory cover sheet prescribed by the Provider's Supplemental
Rules) to the Respondent, in the manner prescribed by Paragraph
2(a), within three (3) calendar days following receipt of the fees
to be paid by the Complainant in accordance with Paragraph
19.
(b) If the Provider finds the complaint to
be administratively deficient, it shall promptly notify the Complainant
and the Respondent of the nature of the deficiencies identified. The
Complainant shall have five (5) calendar days within which to correct
any such deficiencies, after which the administrative proceeding will
be deemed withdrawn without prejudice to submission of a different
complaint by Complainant.
(c) The date of commencement of the
administrative proceeding shall be the date on which the Provider
completes its responsibilities under Paragraph 2(a)
in connection with forwarding the Complaint to the Respondent.
(d) The Provider shall immediately notify
the Complainant, the Respondent, the concerned Registrar(s), and ICANN
of the date of commencement of the administrative proceeding.
5. The Response
(a) Within twenty (20) days of the date of
commencement of the administrative proceeding the Respondent shall
submit a response to the Provider.
(b) The response shall be submitted in hard
copy and (except to the extent not available for annexes) in electronic
form and shall:
(i) Respond specifically to the
statements and allegations contained in the complaint and include any
and all bases for the Respondent (domain-name holder) to retain
registration and use of the disputed domain name (This portion of the
response shall comply with any word or page limit set forth in the
Provider's Supplemental Rules.);
(ii) Provide the name, postal and
e-mail addresses, and the telephone and telefax numbers of the
Respondent (domain-name holder) and of any representative authorized to
act for the Respondent in the administrative proceeding;
(iii) Specify a preferred method for
communications directed to the Respondent in the administrative
proceeding (including person to be contacted, medium, and address
information) for each of (A) electronic-only material and (B) material
including hard copy;
(iv) If Complainant has elected a
single-member panel in the Complaint (see Paragraph
3(b)(iv), state whether Respondent elects instead to have the
dispute decided by a three-member panel;
(v) If either Complainant or Respondent
elects a three-member Panel, provide the names and contact details of
three candidates to serve as one of the Panelists (these candidates may
be drawn from any ICANN-approved Provider's list of panelists);
(vi) Identify any other legal
proceedings that have been commenced or terminated in connection with
or relating to any of the domain name(s) that are the subject of the
complaint;
(vii) State that a copy of the
response has been sent or transmitted to the Complainant, in accordance
with Paragraph 2(b) and
(viii) Conclude with the following
statement followed by the signature of the Respondent or its authorized
representative:
"Respondent certifies that the information contained in
this Response is to the best of Respondent's knowledge complete and
accurate, that this Response is not being presented for any improper
purpose, such as to harass, and that the assertions in this Response
are warranted under these Rules and under applicable law, as it now
exists or as it may be extended by a good-faith and reasonable
argument."; and
(ix) Annex any documentary or other
evidence upon which the Respondent relies, together with a schedule
indexing such documents.
(c) If Complainant has elected to have the
dispute decided by a single-member Panel and Respondent elects a
three-member Panel, Respondent shall be required to pay one-half of the
applicable fee for a three-member Panel as set forth in the Provider's
Supplemental Rules. This payment shall be made together with the
submission of the response to the Provider. In the event that the
required payment is not made, the dispute shall be decided by a
single-member Panel.
(d) At the request of the Respondent, the
Provider may, in exceptional cases, extend the period of time for the
filing of the response. The period may also be extended by written
stipulation between the Parties, provided the stipulation is approved
by the Provider.
(e) If a Respondent does not submit a
response, in the absence of exceptional circumstances, the Panel shall
decide the dispute based upon the complaint.
6. Appointment of the Panel and Timing
of Decision
(a) Each Provider shall maintain and
publish a publicly available list of panelists and their qualifications.
(b) If neither the Complainant nor the
Respondent has elected a three-member Panel (Paragraphs
3(b)(iv) and 5(b)(iv), the Provider shall
appoint, within five (5) calendar days following receipt of the
response by the Provider, or the lapse of the time period for the
submission thereof, a single Panelist from its list of panelists. The
fees for a single-member Panel shall be paid entirely by the
Complainant.
(c) If either the Complainant or the
Respondent elects to have the dispute decided by a three-member Panel,
the Provider shall appoint three Panelists in accordance with the
procedures identified in Paragraph 6(e). The fees
for a three-member Panel shall be paid in their entirety by the
Complainant, except where the election for a three-member Panel was
made by the Respondent, in which case the applicable fees shall be
shared equally between the Parties.
(d) Unless it has already elected a
three-member Panel, the Complainant shall submit to the Provider,
within five (5) calendar days of communication of a response in which
the Respondent elects a three-member Panel, the names and contact
details of three candidates to serve as one of the Panelists. These
candidates may be drawn from any ICANN-approved Provider's list of
panelists.
(e) In the event that either the
Complainant or the Respondent elects a three-member Panel, the Provider
shall endeavor to appoint one Panelist from the list of candidates
provided by each of the Complainant and the Respondent. In the event
the Provider is unable within five (5) calendar days to secure the
appointment of a Panelist on its customary terms from either Party's
list of candidates, the Provider shall make that appointment from its
list of panelists. The third Panelist shall be appointed by the
Provider from a list of five candidates submitted by the Provider to
the Parties, the Provider's selection from among the five being made in
a manner that reasonably balances the preferences of both Parties, as
they may specify to the Provider within five (5) calendar days of the
Provider's submission of the five-candidate list to the Parties.
(f) Once the entire Panel is appointed, the
Provider shall notify the Parties of the Panelists appointed and the
date by which, absent exceptional circumstances, the Panel shall
forward its decision on the complaint to the Provider.
7. Impartiality and Independence
A Panelist shall be impartial and independent and shall have,
before accepting appointment, disclosed to the Provider any
circumstances giving rise to justifiable doubt as to the Panelist's
impartiality or independence. If, at any stage during the
administrative proceeding, new circumstances arise that could give rise
to justifiable doubt as to the impartiality or independence of the
Panelist, that Panelist shall promptly disclose such circumstances to
the Provider. In such event, the Provider shall have the discretion to
appoint a substitute Panelist.
8. Communication Between Parties and
the Panel
No Party or anyone acting on its behalf may have any
unilateral communication with the Panel. All communications between a
Party and the Panel or the Provider shall be made to a case
administrator appointed by the Provider in the manner prescribed in the
Provider's Supplemental Rules.
9. Transmission of the File to the Panel
The Provider shall forward the file to the Panel as soon as
the Panelist is appointed in the case of a Panel consisting of a single
member, or as soon as the last Panelist is appointed in the case of a
three-member Panel.
10. General Powers of the Panel
(a) The Panel shall conduct the
administrative proceeding in such manner as it considers appropriate in
accordance with the Policy and these Rules.
(b) In all cases, the Panel shall ensure
that the Parties are treated with equality and that each Party is given
a fair opportunity to present its case.
(c) The Panel shall ensure that the
administrative proceeding takes place with due expedition. It may, at
the request of a Party or on its own motion, extend, in exceptional
cases, a period of time fixed by these Rules or by the Panel.
(d) The Panel shall determine the
admissibility, relevance, materiality and weight of the evidence.
(e) A Panel shall decide a request by a
Party to consolidate multiple domain name disputes in accordance with
the Policy and these Rules.
11. Language of Proceedings
(a) Unless otherwise agreed by the
Parties, or specified otherwise in the Registration Agreement, the
language of the administrative proceeding shall be the language of the
Registration Agreement, subject to the authority of the Panel to
determine otherwise, having regard to the circumstances of the
administrative proceeding.
(b) The Panel may order that any documents
submitted in languages other than the language of the administrative
proceeding be accompanied by a translation in whole or in part into the
language of the administrative proceeding.
12. Further Statements
In addition to the complaint and the response, the Panel may
request, in its sole discretion, further statements or documents from
either of the Parties.
13. In-Person Hearings
There shall be no in-person hearings (including hearings by
teleconference, videoconference, and web conference), unless the Panel
determines, in its sole discretion and as an exceptional matter, that
such a hearing is necessary for deciding the complaint.
14. Default
(a) In the event that a Party, in the
absence of exceptional circumstances, does not comply with any of the
time periods established by these Rules or the Panel, the Panel shall
proceed to a decision on the complaint.
(b) If a Party, in the absence of
exceptional circumstances, does not comply with any provision of, or
requirement under, these Rules or any request from the Panel, the Panel
shall draw such inferences therefrom as it considers appropriate.
15. Panel Decisions
(a) A Panel shall decide a complaint on
the basis of the statements and documents submitted and in accordance
with the Policy, these Rules and any rules and principles of law that
it deems applicable.
(b) In the absence of exceptional
circumstances, the Panel shall forward its decision on the complaint to
the Provider within fourteen (14) days of its appointment pursuant to Paragraph 6.
(c) In the case of a three-member Panel,
the Panel's decision shall be made by a majority.
(d) The Panel's decision shall be in
writing, provide the reasons on which it is based, indicate the date on
which it was rendered and identify the name(s) of the Panelist(s).
(e) Panel decisions and dissenting
opinions shall normally comply with the guidelines as to length set
forth in the Provider's Supplemental Rules. Any dissenting opinion
shall accompany the majority decision. If the Panel concludes that the
dispute is not within the scope of Paragraph
4(a) of the Policy, it shall so state. If after considering the
submissions the Panel finds that the complaint was brought in bad
faith, for example in an attempt at Reverse Domain Name Hijacking or
was brought primarily to harass the domain-name holder, the Panel shall
declare in its decision that the complaint was brought in bad faith and
constitutes an abuse of the administrative proceeding.
16. Communication of Decision to
Parties
(a) Within three (3) calendar days after
receiving the decision from the Panel, the Provider shall communicate
the full text of the decision to each Party, the concerned
Registrar(s), and ICANN. The concerned Registrar(s) shall immediately
communicate to each Party, the Provider, and ICANN the date for the
implementation of the decision in accordance with the Policy.
(b) Except if the Panel determines
otherwise, the Provider shall publish the full decision and the
date of its implementation on a publicly accessible web site. In any
event, the portion of any decision determining a complaint to have been
brought in bad faith (see Paragraph 15(e) of these
Rules) shall be published.
17. Settlement or Other Grounds for
Termination
(a) If, before the Panel's decision, the
Parties agree on a settlement, the Panel shall terminate the
administrative proceeding.
(b) If, before the Panel's decision is
made, it becomes unnecessary or impossible to continue the
administrative proceeding for any reason, the Panel shall terminate the
administrative proceeding, unless a Party raises justifiable grounds
for objection within a period of time to be determined by the Panel.
18. Effect of Court Proceedings
(a) In the event of any legal proceedings
initiated prior to or during an administrative proceeding in respect of
a domain-name dispute that is the subject of the complaint, the Panel
shall have the discretion to decide whether to suspend or terminate the
administrative proceeding, or to proceed to a decision.
(b) In the event that a Party initiates
any legal proceedings during the pendency of an administrative
proceeding in respect of a domain-name dispute that is the subject of
the complaint, it shall promptly notify the Panel and the Provider. See
Paragraph 8 above.
19. Fees
(a) The Complainant shall pay to the
Provider an initial fixed fee, in accordance with the Provider's
Supplemental Rules, within the time and in the amount required. A
Respondent electing under Paragraph 5(b)(iv) to
have the dispute decided by a three-member Panel, rather than the
single-member Panel elected by the Complainant, shall pay the Provider
one-half the fixed fee for a three-member Panel. See Paragraph
5(c). In all other cases, the Complainant shall bear all of the
Provider's fees, except as prescribed under Paragraph
19(d). Upon appointment of the Panel, the Provider shall refund the
appropriate portion, if any, of the initial fee to the Complainant, as
specified in the Provider's Supplemental Rules.
(b) No action shall be taken by the
Provider on a complaint until it has received from Complainant the
initial fee in accordance with Paragraph 19(a).
(c) If the Provider has not received the
fee within ten (10) calendar days of receiving the complaint, the
complaint shall be deemed withdrawn and the administrative proceeding
terminated.
(d) In exceptional circumstances, for
example in the event an in-person hearing is held, the Provider shall
request the Parties for the payment of additional fees, which shall be
established in agreement with the Parties and the Panel.
20. Exclusion of Liability
Except in the case of deliberate wrongdoing, neither the
Provider nor a Panelist shall be liable to a Party for any act or
omission in connection with any administrative proceeding under these
Rules.
21. Amendments
The version of these Rules in effect at the time of the
submission of the complaint to the Provider shall apply to the
administrative proceeding commenced thereby. These Rules may not be
amended without the express written approval of ICANN.
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